Rights & Obligations of Investors

Disclaimers

Your Rights as an Investor

Right to receive complete, accurate, and up-to-date information about mutual fund schemes including SID, SAI, KIM, addenda, factsheets, and portfolio disclosures before making an investment decision.
Right to receive disclosure of all commissions (trail or other forms) received by the distributor for the schemes being recommended to you.
Right to receive transaction confirmations, account statements, and Consolidated Account Statements (CAS) from RTAs (CAMS / KFintech).
Right to lodge complaints and receive timely resolution through our grievance redressal mechanism, SEBI SCORES, or SMART ODR.
Right to switch from Regular Plan to Direct Plan at any time without any charges from the distributor.
Right to risk profiling before any investment recommendation and to receive only suitable investment suggestions matching your assessed risk category.
Right to privacy and data protection as per the Digital Personal Data Protection Act, 2023 (DPDPA) and applicable SEBI/AMFI regulations.
Right to receive the Unsuitability Declaration if you choose to invest in a scheme that does not match your assessed risk profile.
Right to access your personal data held by us and request correction or deletion (subject to regulatory retention requirements).
Right to choose any distributor, switch distributors, or invest directly through AMCs/Direct Plans at any time.

Your Obligations as an Investor

Provide accurate and complete personal, financial, and KYC information as required for onboarding and transactions.
Read all scheme-related documents (SID, SAI, KIM) carefully before making any investment decision.
Complete the risk profiling questionnaire honestly and accurately, reflecting your true financial situation and risk appetite.
Inform the distributor promptly of any change in personal details, financial circumstances, risk appetite, or investment goals.
Understand that mutual fund investments are subject to market risks and that past performance is not indicative of future returns.
Retain copies of all transaction-related documents, account statements, and correspondence.
Report any unauthorized transactions or discrepancies to the distributor and AMC/RTA immediately.

Our Obligations to You

Act in your best interest and in compliance with SEBI/AMFI regulations and the AMFI Code of Conduct at all times.
Provide transparent, accurate, and complete information about all schemes, services, and associated risks.
Disclose all commissions received from AMCs and maintain a documented commission disclosure process.
Conduct proper risk profiling before any recommendation and ensure suitability of schemes to your risk profile.
Process your transactions promptly and accurately through NSE Invest MF Platform platform.
Maintain confidentiality of your personal and financial information as per our Privacy Policy and DPDPA 2023.
Maintain a grievance redressal mechanism and resolve complaints within prescribed timelines.
Not make any misleading statements, guarantee returns, or misrepresent any scheme, AMC, or service.
Display the tagline “AMFI-registered Mutual Fund Distributor” along with ARN-66910 on all communications.
Not use terms such as Adviser, Wealth Manager, Financial Planner, or similar SEBI IA restricted terminology.

Risk Factors – Investments in Mutual Funds are subject to Market Risks. Read all scheme related documents carefully before investing. Mutual Fund Schemes do not assure or guarantee any returns. Past performances of any Mutual Fund Scheme may or may not be sustained in future. There is no guarantee that the investment objective of any suggested scheme shall be achieved. All existing and prospective investors are advised to check and evaluate the Exit loads and other cost structure (TER) applicable at the time of making the investment before finalizing on any investment decision for Mutual Funds schemes. We deal in Regular Plans only for Mutual Fund Schemes and earn a Trailing Commission on client investments. Disclosure For Commission earnings is made to clients at the time of investments. Option of Direct Plan for every Mutual Fund Scheme is available to investors offering advantage of lower expense ratio. We are not entitled to earn any commission on Direct plans. Hence we do not deal in Direct Plans.

AMFI Registered Mutual Fund Distributor (ARN-66910)
Sole Proprietorship of Mehran Felfeli
MF Distribution Validity: 09-Sept-2008 to 13-Mar-2029
Registered Office: Bizzbay Commercial Complex, Office 151, Off NIBM Road, Pune – 411048, Maharashtra
Email: mehran@ethix.net.in | Website: www.ethix.net.in

Transaction Platform: NSE Invest MF Platform | Backoffice: Investwell
Proprietor: Mehran Felfeli
Grievance Redressal Officer: Mehran Felfeli

Mutual fund investments are subject to market risks. Please read the scheme information and other related documents carefully before investing. Past performance is not indicative of future returns. Please consider your specific investment requirements before choosing a fund, or designing a portfolio that suits your needs. The Firm receives commission from Asset Management Companies / issuers for distribution of Mutual Fund products in Regular Plans, as permitted under SEBI and AMFI regulations. Such commissions may include trail or other permitted forms. No commission or fee is charged directly to investors for Mutual Fund or Mutual Fund distribution. ETHIX makes no warranties or representations, express or implied, on products offered through the platform of ETHIX. We provide incidental advisory services only. For investment advice, please consult a SEBI-registered Investment Adviser. It accepts no liability for any damages or losses, however caused, in connection with the use of, or on the reliance of its product or related services. Terms and conditions of the website are applicable.